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Dowgate Capital - Capitalising on the booming AIM market (DGT)     

overgrowth - 09 Feb 2005 20:52

Dowgate Capital (DGT) are sitting in the middle of a goldmine!

This company through their sole trading arm City Financial Associates are looking to take full advantage of the "booming" AIM market this year. Dowgate provide NOMAD (NOMinated ADvisor) services to AIM companies and also have full Corporate Broker status which means that they can fund placements on behalf of the companies they represent.

On first sight, the fact that Dowgate exist in the often veiled financial services sector makes you think twice about investing in company such as this because it would be impossible to understand what they were doing - however, think again!

DGT bring new companies to the AIM (Alternative Investment Market). For each new company "floated" on AIM, they take arrangement fees when acting as NOMAD. After the company is launched then for a nice steady earner DGT get another healthy chunk of cash every year for looking after them (note that all AIM companies must have a nominated adviser - thereby securing a ready source of recurring income).

Because DGT also act as a Corporate broker they can get a very healthy percentage for arranging placement of shares with insititutions before a new company floats. In addition, because placements come outside the sphere of yearly NOMAD work, they can also gain healthy percentages of placements which companies may need to make throughout the year when they need a quick injection of cash to speed growth.

Current NOMADships: 28 companies represented (gives recurring income of approx 480,000 per year)

Current on-going Brokerage agreements: 19 companies (income depends on placements)

For flotations, depending on the size of a company, fees charged will be anything from 50,000 to 100,000+ For placements (the real earner), DGT get anything from 3% to around 12% of the TOTAL AMOUNT RAISED - For example a new company raising 3M though a placement will earn DGT anything from 90,000 to 360,000 ! These figures are indicative as actual deals all differ due to circumstances and DGT sometimes take payment in shares - they still have a tasty chunk of Setstone shares and when this Russian exploration company comes back to AIM, predictions are that the share price will rocket. Note that the amount that this little company can earn in fees is huge and every new deal that comes through we know will contribute another healthy chunk into the bottom line. The good news with every new floatation means that it's another chunk of recurring revenue which could go on for years, with DGT having to do very little. New clients gained in 2005 are:

Mediazest (NOMAD & broker) Elite Strategies (NOMAD) Process Handling (NOMAD) Poland Investment Fund (NOMAD) Nanotech Energy (NOMAD & broker) Archimedia Ventures (NOMAD & broker) Red Leopard Holdings (NOMAD) Alba Mineral Resources (NOMAD & broker) Intandem Films (NOMAD & broker) Motive Television (NOMAD) IncaGold (NOMAD) Sportswinbet (NOMAD & Broker) Infoscreen Networks (NOMAD & Broker) Mark Kingsley (NOMAD & Broker) Croatia Ventures (NOMAD & Broker) Pantheon Leisure (NOMAD) Firenze Ventures (Ofex Advisor) FlightStore Group (NOMAD & Broker) Euro Capital Projects (NOMAD) Pearl Street Holdings (NOMAD) Worldwide Natural Resources (Ofex Advisor) Dovedale Ventures (Ofex Advisor) Other 2005 work completed:Neptune-Calculus VCT offer for subs of up to 12 million Advisory work for TGM on London Bus disposal for 20.4M Advisory work for Creightons on property disposal Advisory work for Hampton Trust on company restructuring Advisory work for Interbulk Investments on acquisition of Inbulk Advisory work for Fundamental-e Investments on two disposals Advisory work for Designer Vision re: Design Rights against Centurion Electronics

Click Here for fundamentals and profit projections.
Chart.aspx?Provider=Intra&Code=DGT&Size=Chart.aspx?Provider=EODIntra&Code=DGT&Si

white westie - 19 Aug 2006 15:24 - 2491 of 2787

This BB has completely died not a single post for 11 days where on earth has everyone gone? all sold up and moved on to pastures new,? i feel like that myself at present but holding for a little longer to see what if anything happens about aquiring a stockbroking firm.

Here is something that Propane found and posted on the other BB last night it does show that they are not being idle even if the SP is stuck with superglue which is very boring at present with no action.

I am wondering if the mm's are holding this around this price on purpose until this possible stockbroking deal is settled and announced, maybe they will have to do a placing to afford it i know we have approx 1.7Mill cash in the bank but will that be enough time will tell?
ww

Advisor and Broker... Raising up to 2.6 mill


AIM
18 August 2006




COMPANY NAME:
Aquabella Group Plc
COMPANY ADDRESS:
53 Lafone Street, Shad Thames, London
COMPANY POSTCODE:
SE1 2LX
COUNTRY OF INCORPORATION:
England and Wales
COMPANY BUSINESS OR, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS INVESTMENT STRATEGY TO BE
DISCLOSED IN ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (J) OF THE AIM RULES:
The Company operates through its subsidiary International Aqua Farms Limited an indoor fish farm
located in Lymington, Hamphisre.
DETAILS OF SECURITIES TO BE ADMITTED (i.e. where known, number of shares, nominal value and issue
price to which it seeks admission and the number and type to be held as treasury shares):
Up to 18,565,995 ordinary shares of 4p each
CAPITAL TO BE RAISED ON ADMISSION:
Up to 2,600,000
FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS:
Pieter Willem Totte, Non-Executive Chairman

James Cambell Mitchell, Chief-Executive Officer

Peter Cecil Salter, Finance Director
PERSON(S) INTERESTED IN 3% OR MORE OF THE ISSUER'S CAPITAL, EXPRESSED AS A PERCENTAGE OF THE ISSUED
SHARE CAPITAL BEFORE AND AFTER ADMISSION:
Shareholder Number of shares Percentage of Percentage of issued
share capital upon
issued share capital Admission
before Admission




Hill Registrars Limited 1,600,000 10.0 8.6


Weighbridge Trust Limited 1,600,000 10.0 8.6


Elson Services Limited 1,482,446 9.3 8.0


Leslie Green 682,446 4.3 3.7


Michael J Cornish 521,466 3.3 2.8


Michael Moors 500,000 3.1 2.7






NAMES AND ADDRESSES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (H) OF
THE AIM RULES:
TBA
ANTICIPATED ACCOUNTING REFERENCE DATE:
31 March
EXPECTED ADMISSION DATE:
5 September 2006
NAME AND ADDRESS OF NOMINATED ADVISER:
City Financial Associates Limited

Pountney Hill House

6 Laurence Pountney Hill

London EC4R OBL


NAME AND ADDRESS OF BROKER:
City Financial Associates Limited

Pountney Hill House

6 Laurence Pountney Hill

London EC4R OBL


DETAILS OF WHERE (POSTAL OR INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE AVAILABLE FROM, WITH A
STATEMENT THAT THIS WILL CONTAIN FULL DETAILS ABOUT THE APPLICANT AND THE ADMISSION OF ITS
SECURITIES:
The Admission Document will contain full details about the applicant and the admission of its
securities and will be available from the offices of City Financial Associates Limited

Pountney Hill House, 6 Laurence Pountney Hill, London EC4R OBL


DATE OF NOTIFICATION:
18 August 2006
NEW/ UPDATE (see note):
New




EWRobson - 19 Aug 2006 16:14 - 2492 of 2787

Still around and holding except to finance this and that. Good to see business still coming in - current position from our faithful hound, please! We always have the OOSOOM syndrome between results; hopefully this time it will be broken by an acquisition announcement which makes a great deal of sense. May include some paper at around .7p from institutions.

Eric

canary9 - 19 Aug 2006 18:17 - 2493 of 2787

Still holding for the next set of results!!!!

ptholden - 19 Aug 2006 18:26 - 2494 of 2787

Still in WW, although holding thinned down now to invest in other areas. The malaise between Results has set in once more, so funds being put to (hopefully) better use elsewhere. Still following with interest though, and those that I do hold are all profit, no matter what I eventually sell them for. DGT has been good to me, I can't complain, but a leap above 1p and maybe 2p would be icing on the cake.

pth

tonyrmartin - 20 Aug 2006 15:44 - 2495 of 2787

Not only have the inputs on the bulletin board been less but so also has the level of activity in trading this stock so perhaps no surprises that the value is going nowhere at the moment. HOwever it has cash in the bank, good management that has a big vested interest in seeing the stock price rise. ongoing business gains and a P/e of about 8. The chances are that will fall a lot when we have the next set of results and we also have the chance of a rerating for a whole variety of reasons such as making a deal, acquiring some more individuals to bring in more business etc. I dont feel able to call the timing of this at all so am happy to hold the stock and wait given that my investment goals are long term capital growth without having the time for a lot more frequent trading. If I had more cash I would be buying more at thsee levels as I also believe that the downside from here is very limted.

stockdog - 20 Aug 2006 16:32 - 2496 of 2787

Nothing posted, because nothing to report. Good to see Aquabella coming to market. Should make 20k p.a. retainer fees for NOMAD/Broker and say 78k (3% of placing) in fees/commission on placing.

Need a few more after the summer hols to keep up the good work of H1. Watching to see if the general market malaise since May will reduce number of new clients and/or amount of corporate activity/fund-raising by existing ones.

Still hold everything I've bought at an average of 0.464p for the long term.

sd

Global Nomad - 22 Aug 2006 20:17 - 2497 of 2787

heading towards the top up zone?

Paulo2 - 23 Aug 2006 08:00 - 2498 of 2787

From the other side:

AIM
22 August 2006


ANNOUNCEMENT TO BE MADE BY THE AIM APPLICANT PRIOR TO ADMISSION IN ACCORDANCE WITH AIM RULE 2

ALL APPLICANTS MUST COMPLETE THE FOLLOWING:

COMPANY NAME:
Faces Cosmetics plc
COMPANY ADDRESS:
27/28 Eastcastle Street, London
COMPANY POSTCODE:
W1W 8DH
COUNTRY OF INCORPORATION:
England and Wales
COMPANY BUSINESS OR, IN THE CASE OF AN INVESTING COMPANY, DETAILS OF ITS INVESTMENT STRATEGY TO BE DISCLOSED IN
ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (J) OF THE AIM RULES:
The Company is the UK registered holding company of Faces Holdings Inc., a Canadian branded cosmetics, skin care
and anti-aging products business. Faces Holdings Inc., has an extensive product line comprising over 1,000
individual items in 15 product categories which are sold through 54, mainly franchised, retail outlets in four
countries: Canada (35), Mexico (16), USA (2) and Ireland (1). These products are targeted at Caucasians and a
diverse range of woman with varying skin tones and colour (typically Hispanic, African, Native American and
Asian) as well as to a range of age groups, including teenagers and more mature woman. In addition, aesthetic
treatments, such as facials, manicures and waxing are provided at a number of these retail outlets.
DETAILS OF SECURITIES TO BE ADMITTED (i.e. where known, number of shares, nominal value and issue price to which
it seeks admission and the number and type to be held as treasury shares):
50,900,000 ordinary shares of 1p each
CAPITAL TO BE RAISED ON ADMISSION:
None
FULL NAMES AND FUNCTIONS OF DIRECTORS AND PROPOSED DIRECTORS:
Terrence Victor Horner - Non-Executive chairman

Ramesh Chander Jolly Ph.D, Chief Executive

James Francis Belanger - Executive Director

Rupert Nigel Folkard - Director of Finance

Michael Maxwell Walter - Non-Executive Director


PERSON(S) INTERESTED IN 3% OR MORE OF THE ISSUER'S CAPITAL, EXPRESSED AS A PERCENTAGE OF THE ISSUED SHARE CAPITAL
BEFORE AND AFTER ADMISSION:
Shareholder Number of shares % of issued share capital

Ramesh Jolly * 7,457,991 14.65

David Sacks** 2,703,102 5.31



*These Ordinary Share shares are held as to 2,485,997 Ordinary Shares in each of the following trusts: The Jolly
Family Trust, The Blue Dolphin Family Trust and The Sunrise Trust.



** Of these Ordinary Shares, 193,275 are held in the name of David Sacks, 645,329 Ordinary Shares held by Markham
Growth Trust and 1,864,498 Ordinary Shares are held by Vaughan Trust.
NAMES AND ADDRESSES OF ALL PERSONS TO BE DISCLOSED IN ACCORDANCE WITH SCHEDULE 2, PARAGRAPH (H) OF THE AIM RULES:
None
ANTICIPATED ACCOUNTING REFERENCE DATE:
31 July
EXPECTED ADMISSION DATE:
7 September 2006
NAME AND ADDRESS OF NOMINATED ADVISER:
City Financial Associates Limited

Pountney Hill House

6 Laurence Pountney Hill

London EC4R OBL


NAME AND ADDRESS OF BROKER:
City Financial Associates Limited

Pountney Hill House

6 Laurence Pountney Hill

London EC4R OBL


DETAILS OF WHERE (POSTAL OR INTERNET ADDRESS) THE ADMISSION DOCUMENT WILL BE AVAILABLE FROM, WITH A STATEMENT
THAT THIS WILL CONTAIN FULL DETAILS ABOUT THE APPLICANT AND THE ADMISSION OF ITS SECURITIES:
The Admission Document will contain full details about the applicant and the admission of its securities and will
be available from the offices of City Financial Associates Limited

Pountney Hill House, 6 Laurence Pountney Hill, London EC4R OBL


DATE OF NOTIFICATION:
22 August 2006
NEW/ UPDATE (see note):
New


stockdog - 23 Aug 2006 10:46 - 2499 of 2787

Guess about 20k annual retainer fees and maybe 25k for the placing, since no new capital is being raissed.

sd

capper - 23 Aug 2006 23:23 - 2500 of 2787

It does not seem to have been posted here but Parallel Media are looking to fundraise 3.5M. Through a placing I presume. We are NOMAD and Broker. (reported in results for PPL 16th August 2006) 3% of 3.5M.

ptholden - 04 Sep 2006 10:13 - 2501 of 2787

Significantly more business going through this year in comparison to the same period last year. Capper(js) posting lots of stuff across the road. Bodes well for the final results to be published early next year. If they do manage to keep this up DGT will be trading on a stupidly low PE and surely will be due for a re-rating eventually.

Interesting to see the SP is holding up quite well under a steady flow of what appear to be sells. MMs even nudging the Bid up a tadge. Over the last few trading days L2 has been 3 v 1. Seems they are teasing out impatient holders, wonder if they are filling an order? The market activity certainly seems to suggest as much, no doubt all will be revealed in due course.

Personally, I am quite happy to hold until next year and see what the next set of Results bring.

pth

canary9 - 04 Sep 2006 10:29 - 2502 of 2787

Same here Pete, although I wouldn't be unhappy to see the price drop in the meantime, so that I could buy back those I sold after the last full year results!

ptholden - 04 Sep 2006 10:42 - 2503 of 2787

Not sure we will see much of a fall now Rod. DGT has done its normal sell off after results and stabilised at this level. Having being in this for the best part of two and a half years now, it's becoming something of a no brainer, sell after the results, buy back about 3 months later. Mind you, sooner or later, these sell offs will be a thing of the past. When you compare DGT's profitability to other small caps with similar figures, the SP is a joke.

pth

capper - 13 Sep 2006 20:33 - 2504 of 2787

Very quiet on this side!!

corehard - 14 Sep 2006 11:24 - 2505 of 2787

Tumbleweed again !

stockdog - 14 Sep 2006 11:42 - 2506 of 2787

tumble price too!

still holding everything I've bought, but getting a tad nervous given the overall economic outlook for continuing new issues and m&a's.

sd

markusantonius - 14 Sep 2006 16:49 - 2507 of 2787

Yep, still monitoring myself, Stockdog, and noticed same. That's why I got out with small profit, some time ago, as you may recall. I now have to disagree with our mutual friend, PTH, regarding his profit-taking/re-investing plan in this company, 3 months either side of their results. His cyclical pattern observation may indeed hold true. But, like you have infered above, the overall outlook may not be as healthy as it was 1 or 2 years ago. If true, this will obviously hit Dowgate very hard.

Still watching but no immediate plans to rush back in, at the moment. Sorry, Pete!

Paulo2 - 16 Sep 2006 21:48 - 2508 of 2787

There seems to be a lot of pessimism on the board, particularly considering the amount of work coming through. I'm going to wait and see what they do with all that money in the bank before I even think about moving on. I think we may be hearing about an acquistion sometime in the next couple of weeks.

Paulo2 - 16 Sep 2006 22:11 - 2509 of 2787

Here's another I've just found, which I think takes up to 22 transactions so far thisFY!

ONE MEDIA HOLDINGS PLC
APPLICATION TO PLUS

One Media Holdings plc ("One Media" or the "Company") is applying to have its
shares traded on the PLUS market.

LISTING DETAILS

Sector classification:- Media
Principal activities:- Exploitation of audio and visual copyright
Corporate Adviser:- City Financial Associates Limited

BACKGROUND

The Company and its subsidiary comprise a newly formed Group which has been
formed to acquire and exploit audio and visual copyright within the field of
mainstream "middle of the road" music genres through new distribution
technologies, by internet downloading and mobile telephony. The Group currently
has non-exclusive access to over 70,000 music tracks from independent
suppliers, but the Directors are negotiating contracts for exclusive
downloading of distribution rights and as at the date of this Document have
negotiated exclusive agreements in relation to more that 8,800 tracks.

DIRECTORS

Brief details on the directors are set out below:

PAUL JOHN EVANS, AGED 59, NON-EXECUTIVE CHAIRMAN

Paul has extensive experience in growing and developing companies. Paul is a
majority shareholder and non-executive chairman of The Storage Depot Group
Limited and a 50 per cent. shareholder and non-executive chairman of Rentacrate
Limited an established crate rental company which was acquired from Hays plc in
2003. Paul is also currently the executive chairman of Interdean International
Relocation Limited, established some 40 years ago and specialising in the
relocation of corporate executives for world wide trading corporations from
some 57 locations in 40 countries. He founded Trans Euro Plc in 1974 and grew
the turnover to GBP50m by 2000, when he sold the business to a venture capital
firm.

MICHAEL ANTONY INFANTE, JP, AGED 49, CHIEF EXECUTIVE OFFICER

Michael has over 15 years' experience in the production, trading and
exploitation of music copyrights. Michael co-founded the AIM listed company,
Air Music & Media Group plc, in 1995. Michael was head of marketing and
recording projects for Tring International Group plc between 1992 and 1995,
gaining significant experience in all aspects of rights management and in
directing and recording a number of classical albums with the Royal
Philharmonic Orchestra for the company's own catalogue. Prior to that he was
sales and marketing director of Creamery Fare Ltd, a subsidiary of Hazlewood
Foods Plc.

KEITH JOHN SPRINGALL (FCA), AGED 50, FINANCE DIRECTOR

Keith, a Chartered Accountant, is an experienced finance director. Keith is the
Finance Director of AIM listed Bulgarian Property Developments plc and was
Group Finance Director in 2005 of AIM listed Bartercard plc, the B2B trade
exchange that operated from 120 offices in 16 countries. Prior to that he has
held a number of senior financial positions including that of Commercial and
Finance Director of Hi-Tec Sports International, the GBP100m turnover footwear
and clothing brand and with Jardine Matheson in Hong Kong and Australia. Keith
is also a director of Molecob Ltd, Village Bookshops Ltd and WFMH UK Limited.

PLACING

Conditional on admission of the Company's shares to trading on PLUS, the
Company's broker Seymour Pierce Ellis Limited has agreed to procure placees for
27,533,344 new ordinary shares at a placing price of 3p per ordinary share, to
raise proceeds (before expenses) for the Company of GBP826,000. On admission
to PLUS, the Company will have 69,133,334 ordinary shares of 0.5p in issue.

Trading in the shares on PLUS is expected to commence 25 September 2006.

Copies of the Admission Document will be available free of charge during normal
business hours on any weekday at the offices of City Financial Associates
Limited, Pountney Hill House, 6 Laurence Pountney Hill, London EC4R 0BL.

The directors of One Media accept responsibility for this announcement



Contact details

Michael Infante One Media Plc 01753 785 500
Liam Murray City Financial Associates Limited, 020 7090 7800
Corporate Adviser


Paulo2 - 17 Sep 2006 10:09 - 2510 of 2787

With One Media, we'll have 45 clients, with 23 of them as broker. Not long before the half-century.

SD, how many were you hoping for before the year's end?
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