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REGULATORS : Govt,etc     

ajren - 25 Nov 2003 18:56

Ref London Stock Exchange........etc

little woman - 27 Nov 2003 11:22 - 3 of 15

Took me a while to find this thread - but arjen, suggest you explain what this thread is for - because I don't think its very clear.

Taken from the London Stock Exchange site:

Rules and regulatory guidance

This section provides details about the regulatory role of the London Stock Exchange as well as Stock Exchange Notices, Regulatory Guides and Making a complaint.

Overview of the Exchange's regulatory role

Market Rules and Regulatory Guidance contains the "Rules of the London Stock Exchange", supplementary guidance and rule update pages issued this year. Intended audience - member firms.

Guides to transaction reporting should be read in conjunction with the Rules of the London Stock Exchange. Intended audience - member firms and compliance/back office staff.

Regulatory Forms contains a number of standard forms in PDF format, which are used by member firms for regulatory purposes. Each form can be downloaded, printed, completed and returned to the relevant Exchange department.

Stock Exchange Notices provides a search engine for new and historic Notices together with a registration facility. Intended audience - member firms and market professionals.

Buying-In provides detailed guidance of the procedures, costs and timescales associated with buying-in

Traditional Options calendar - sets out the dealing periods and final expiry days applicable to Traditional Options for 2004/2005

Member Firms Information Sheets provides a search engine for new and historic data on member firms. Intended audience - member firms

Member firm codes provides a complete list of all member firm codes.

Regulation Briefings - contains information on a number of regulatory issues. Intended audience - member firms.

Global lending agreement contains the prescribed agreement for on-exchange stock borrowing and lending transactions. Intended audience -member firms and market professionals.

Making a complaint explains what to do if you have a complaint and how to make it. Intended audience - private investors.

List of Member Firms provides both an alphabetical and a regional list of member firms of the London Stock Exchange. Intended audience - member firms, market professionals and private investors.

The Dividend procedure timetable 2003 (PDF 96KB) is available to assist company secretaries and advisers in determining dividend dates for the year 2003. The Dividend procedure timetable 2004 (PDF 73KB) is also available.



Resources


Dividend procedure timetable 2003 (PDF 96KB)


Dividend procedure timetable 2004 (PDF 73KB)




Links

Overview of the Exchange's regulatory role

Market Rules and Regulatory Guidance

Guides to transaction reporting

Regulatory Forms

Stock Exchange Notices

Member Firms Information Sheets

Member firm codes

Regulation Briefings

Global lending agreement

Making a complaint

List of Member Firms

Traditional Options Calendar 2004/2005







ajren - 27 Nov 2003 11:37 - 4 of 15

LW

I am not being sarcastic but the thread :-
REGULATORS : Govt,etc means .... REGULATORS : Govt,etc

I created it so as to help - in a small way - avoiding personal posts.

I,again,request you place the letter on this site and I,as I said,will answer
it later today

rgds aj

ajren - 27 Nov 2003 11:41 - 5 of 15

lw.

This is not a personal comment i.e,it is a fact

Many - perhaps most of your posts on every site you post are extremely
lengthy.I would appreciate concise posts,aj

Kayak - 27 Nov 2003 12:00 - 6 of 15

strange...

ajren - 27 Nov 2003 12:06 - 7 of 15

Kayak,
We want to make money.
The more time we spend on long posts means we are not time efficient i.e.
we - in many cases - lose money as less time for other research
I suggest you read my 33 of 35 of M and S thread.rgds aj

little woman - 27 Nov 2003 12:19 - 8 of 15

As I said on the concise thread - I don't understand the concise posts.

Your "facts" aren't very clear to me, because the govt does not regulate the London Stock Exchange. The London Stock Exchange only regulates dealing in shares and nothing else. The London Stock Exchange is regulated by the FSA.

The govt doesn't even regulate the Bank of England.

Are you refering to RNS?

ajren - 27 Nov 2003 12:37 - 9 of 15

Please read my latest post on Concise thread which refers to my 33.

I said l.s.e ETC

little woman - 27 Nov 2003 12:44 - 10 of 15

yes - but I don't know what you mean by ETC. You need to explain/provide more detail.

ajren - 27 Nov 2003 13:09 - 11 of 15

lw.

Why are you trading - and wasting my time -if you do not know the facts?
I have to go now for a sandwich and make money - hopefully.

I have not seen them but perhaps the info is on Regulatory News Services--free
via websites

I suggest YOU find where the origins of e.g. these words came from :-

e.g.Wiggins shows how City rules and the corporate governance industry waste
Directors time,disadvantage private investors and yet cost them money.

...in line with City rules,yet private shareholders can NOT get information :
for reasons of corporate governance.

City .. private investors are left groping in a fog.



little woman - 27 Nov 2003 13:39 - 12 of 15

It's very difficult to find origins of e.g. these words came from:- if you don't make what you are trying to say clear.

You keep using the word fact without actually providing the facts.
Previously you said that if you do not accept my view then I suggest you write to Edmond Jackson.Government regulation is a FACT and not my OPINION

What am I supposed to write and to who? Or should I just post a letter saying :

That Ajren says that Institutions - ref Edmond Jackson and a specific government regulation - MUST know more financial information BEFORE any private investors/stockbrokers and can they give me details of the regulation?

ajren - 27 Nov 2003 13:55 - 13 of 15

I thought you would have learnt everything I said about
Cybit was correct i.e.Institutions knowing before Private Investors rgds aj

ajren - 27 Nov 2003 14:00 - 14 of 15

Cyh are 2.95 . Need I say more???

little woman - 27 Nov 2003 14:06 - 15 of 15

I am still waiting for Hard proof. All I hear is your opinion.

The price would have never gone up to over 4p if the institutions had know before Private Investors - I'm not even sure what they are supposed to know - because yet again like everything else - you did not make that clear either............
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