| |
| Please Note - Streaming News is only available to subscribers to the Active Level and above |
|
|
|
RNS News Service
I confirm that I am accessing this story in my capacity as a private investor and NOT for professional purposes.
Form 38.5(b) - Willis Towers Watson PLC- Amendment
RNS
|
RNS Number : 9774C
Goldman Sachs & Co. LLC
22 October 2020
Amendment - due to the amendment of Equity transactions, the disclosure made on 20 October for dealings on 19 October has been updated. Sections 2(a) and 3(a) have been updated.
FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DEALINGS BY CONNECTED EXEMPT PRINCIPAL TRADERS WITHOUT RECOGNISED INTERMEDIARY STATUS, OR WITH RECOGNISED INTERMEDIARY STATUS BUT NOT DEALING IN A CLIENT-SERVING CAPACITY
1. KEY INFORMATION
|
Name of exempt principal trader
|
GOLDMAN SACHS & CO. LLC
|
|
Company dealt in
|
WILLIS TOWERS WATSON PLC
|
|
Class of relevant security to which the dealings being disclosed relate (Note1)
|
USD 0.000304635 ordinary shares
|
|
Date of dealing
|
19 October 2020
|
2. INTERESTS AND SHORT POSITIONS
(a) Interests and short positions (following dealing) in the class of relevant security dealt in
(Note 2)
|
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
526,639.912
|
(0.40)
|
298,666.912
|
(0.23)
|
|
(2) Derivatives (other than options)
|
50,873
|
(0.03)
|
374,217
|
(0.29)
|
|
(3) Options and agreements to purchase/sell
|
0
|
(0.00)
|
0
|
(0.00)
|
|
Total
|
577,512.912
|
(0.44)
|
672,883.912
|
(0.52)
|
(b) Interests and short positions in relevant securities of the company, other than the class dealt in
(Note 2)
|
Class of relevant security:
|
Long
|
Short
|
|
|
Number
|
(%)
|
Number
|
(%)
|
|
(1) Relevant securities
|
|
|
|
|
|
(2) Derivatives (other than options)
|
|
|
|
|
|
(3) Options and agreements to purchase/sell
|
|
|
|
|
|
Total
|
|
|
|
|
3. DEALINGS (Note 3)
(a) Purchases and sales
|
Purchase/sale
|
Number of relevant securities
|
Price per unit
(Note 4)
|
|
Purchase
|
613
|
212.7100 USD
|
|
Purchase
|
3,871
|
212.7100 USD
|
|
Purchase
|
2
|
212.7100 USD
|
|
Purchase
|
91
|
212.7100 USD
|
|
Purchase
|
385
|
212.7100 USD
|
|
Purchase
|
12
|
212.8300 USD
|
|
Purchase
|
2
|
217.1300 USD
|
|
Purchase
|
1
|
217.1500 USD
|
|
Sale
|
100
|
212.6800 USD
|
|
Sale
|
409
|
212.7100 USD
|
|
Sale
|
1
|
212.7100 USD
|
|
Sale
|
777
|
212.7100 USD
|
|
Sale
|
329
|
212.7100 USD
|
|
Sale
|
576
|
212.7100 USD
|
|
Sale
|
4,405
|
212.7100 USD
|
|
Sale
|
20
|
212.7100 USD
|
|
Sale
|
10
|
214.9300 USD
|
|
Sale
|
90
|
214.9300 USD
|
|
Sale
|
13
|
214.9400 USD
|
|
Sale
|
87
|
214.9400 USD
|
|
Sale
|
85
|
214.9500 USD
|
|
Sale
|
100
|
214.9700 USD
|
|
Sale
|
3
|
215.0150 USD
|
|
Sale
|
4
|
215.0150 USD
|
|
Sale
|
8
|
215.0150 USD
|
|
Sale
|
100
|
215.0150 USD
|
|
Sale
|
15
|
215.1000 USD
|
|
Sale
|
85
|
215.1000 USD
|
|
Sale
|
100
|
215.2000 USD
|
|
Sale
|
100
|
215.2100 USD
|
|
Sale
|
100
|
215.2100 USD
|
|
Sale
|
95
|
215.3300 USD
|
|
Sale
|
5
|
215.3950 USD
|
|
Sale
|
100
|
215.3950 USD
|
|
Sale
|
100
|
215.4700 USD
|
|
Sale
|
100
|
215.4700 USD
|
|
Sale
|
9
|
215.4700 USD
|
|
Sale
|
1
|
215.4800 USD
|
|
Sale
|
100
|
215.4800 USD
|
|
Sale
|
100
|
215.4800 USD
|
|
Sale
|
21
|
215.4800 USD
|
|
Sale
|
10
|
215.5100 USD
|
|
Sale
|
1
|
215.5100 USD
|
|
Sale
|
99
|
215.5200 USD
|
|
Sale
|
100
|
215.5200 USD
|
|
Sale
|
70
|
215.5450 USD
|
|
Sale
|
92
|
215.5450 USD
|
|
Sale
|
8
|
215.5450 USD
|
|
Sale
|
89
|
215.5450 USD
|
|
Sale
|
57
|
215.6200 USD
|
|
Sale
|
79
|
215.6200 USD
|
|
Sale
|
21
|
215.6200 USD
|
|
Sale
|
43
|
215.6200 USD
|
|
Sale
|
10
|
215.6700 USD
|
|
Sale
|
100
|
215.6800 USD
|
|
Sale
|
90
|
215.7900 USD
|
|
Sale
|
25
|
215.8100 USD
|
|
Sale
|
100
|
215.8200 USD
|
|
Sale
|
100
|
215.9300 USD
|
|
Sale
|
15
|
215.9350 USD
|
|
Sale
|
60
|
215.9350 USD
|
|
Sale
|
10
|
215.9900 USD
|
|
Sale
|
90
|
215.9900 USD
|
|
Sale
|
100
|
216.0300 USD
|
|
Sale
|
100
|
216.0350 USD
|
|
Sale
|
5
|
216.0500 USD
|
|
Sale
|
48
|
216.0500 USD
|
|
Sale
|
47
|
216.0500 USD
|
|
Sale
|
50
|
216.0600 USD
|
|
Sale
|
50
|
216.0900 USD
|
|
Sale
|
50
|
216.1050 USD
|
|
Sale
|
100
|
216.1100 USD
|
|
Sale
|
152
|
216.1700 USD
|
|
Sale
|
48
|
216.2650 USD
|
|
Sale
|
100
|
216.3900 USD
|
|
Sale
|
20
|
216.3900 USD
|
|
Sale
|
180
|
216.4200 USD
|
|
Sale
|
7
|
216.4400 USD
|
|
Sale
|
10
|
216.5600 USD
|
|
Sale (Loan Adjust)
|
384
|
N/A
|
|
Sale (Loan Adjust)
|
9
|
N/A
|
|
Purchase (Loan Partial Return)
|
384
|
N/A
|
|
Sale (Loan New)
|
10,648
|
N/A
|
|
Purchase (Loan Full Return)
|
10,648
|
N/A
|
(b) Derivatives transactions (other than options transactions)
|
Product name, e.g. CFD
|
Nature of transaction
(Note 5)
|
Number of relevant securities
(Note 6)
|
Price per unit
(Note 4)
|
|
CFD
|
Reducing a short position
|
3,910
|
215.5601 USD
|
(c) Options transactions in respect of existing relevant securities
(i) Writing, selling, purchasing or varying
|
Product name,e.g. call option
|
Writing, selling, purchasing, varying etc.
|
Number of securities to which the option relates
(Note 7)
|
Exercise price
|
Type, e.g. American, European etc.
|
Expiry date
|
Option money paid/received per unit
(Note 4)
|
|
|
|
|
|
|
|
|
(ii) Exercising
|
Product name,e.g. call option
|
Number of securities
|
Exercise price per unit
(Note 4)
|
|
|
|
|
(d) Other dealings (including transactions in respect of new securities)
(Note 3)
|
Nature of transaction
(Note 7)
|
Details
|
Price per unit (if applicable)
(Note 4)
|
|
|
|
|
4. OTHER INFORMATION
Agreements, arrangements or understandings relating to options or derivatives
|
Full details of any agreement, arrangement or understanding between the person disclosing and any other person relating to the voting rights of any relevant securities under any option referred to on this form or relating to the voting rights or future acquisition or disposal of any relevant securities to which any derivative referred to on this form is referenced. If none, this should be stated.
|
|
NONE
|
Is a Supplemental Form 8 attached?
(Note 9) YES
|
Date of disclosure
|
22 October 2020
|
|
Contact name
|
Kashif Rafiq and Papa Lette
|
|
Telephone number
|
+44(20) 7051 0547 / +44(20) 7774 7442
|
|
Name of offeree/offeror with which connected
|
WILLIS TOWERS WATSON PLC
|
|
Nature of connection (Note 9)
|
Advisor to Offeree
|
SUPPLEMENTAL FORM 38.5(b)
IRISH TAKEOVER PANEL
DISCLOSURE UNDER RULE 38.5(b) OF THE IRISH TAKEOVER PANEL ACT, 1997, TAKEOVER RULES, 2013
DETAILS OF OPEN POSITIONS
OPEN POSITIONS (Note 1)
|
Product name,e.g. call option
|
Written or purchased
|
Number of relevant securities to which the option or derivative relates
|
Exercise price (Note 2)
|
Type, e.g. American, European etc.
|
Expiry date
|
|
Swap
|
Sold
|
185
|
0.0000
|
N/A
|
23/09/2021
|
|
Swap
|
Sold
|
273
|
0.0000
|
N/A
|
04/01/2021
|
|
Swap
|
Sold
|
44,335
|
0.0000
|
N/A
|
14/04/2021
|
|
Swap
|
Sold
|
69,482
|
0.0000
|
N/A
|
14/04/2021
|
Notes
1. Where there are open option positions or open derivative positions (except for CFDs), full details should be given. Full details of any existing agreements to purchase or to sell must also be given on this form.
2. For all prices and other monetary amounts, the currency must be stated.
For full details of disclosure requirements, see Rules 8 and 38.5 of the Rules. If in doubt, consult the Panel.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com. RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our Privacy Policy. END
ISEEAXEAAEAEFFA
|
|
|
|
|
|
