The 'Form 8.5 (EPT/RI)'
announcement released on 29/10/2020 at 12:01 under RNS No
6481D
has been withdrawn and should be disregarded.
It is a duplicate of RNS No 6474D which was previously released on
29/10/2020
at
12:00
.
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH
RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the "Code")
1. KEY INFORMATION
|
(a) Name of exempt principal trader:
|
Citigroup Global Markets Limited
|
|
(b) Name of offeror/offeree in relation to whose
relevant securities this form relates:
Use a separate form for each offeror/offeree
|
Kaz Minerals plc
|
|
(c) Name of the party to the offer with which exempt
principal trader is connected:
|
Kaz Minerals plc
|
|
(d) Date dealing undertaken:
|
28 October 2020
|
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
|
N/A
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security
|
Purchases/ sales
|
Total number of securities
|
Highest price per unit paid/received
(GBP)
|
Lowest price per unit paid/received
(GBP)
|
|
20p ordinary
|
Purchase
|
1,218,489
|
6.3500
|
6.2297
|
|
20p ordinary
|
Sale
|
568,404
|
6.2800
|
6.2394
|
(b) Cash-settled derivative transactions
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a
long/short position,
increasing/reducing a
long/short position
|
Number of reference securities
|
Price per unit
(GBP)
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
236
|
6.2798744
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
1742
|
6.26853042
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
590
|
6.26587468
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
236
|
6.26555085
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
2206
|
6.26053037
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
237
|
6.25987342
|
|
20p ordinary
|
TRS
|
Reducing Long Position
|
69871
|
6.26143858
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
264
|
6.25534091
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
264
|
6.25390152
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
264
|
6.25337121
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
779
|
6.25290116
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
847
|
6.25270194
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
1216
|
6.25226595
|
|
20p ordinary
|
TRS
|
Increasing Long Position
|
264
|
6.25189394
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
3,940
|
6.26897462
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
55,411
|
6.268143
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
36,656
|
6.267096
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
7,344
|
6.26578295
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
9,397
|
6.26284985
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
198,611
|
6.26092704
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
29,016
|
6.25963089
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
157,466
|
6.259546
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
222,447
|
6.259446
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
37,252
|
6.25746806
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
31,475
|
6.25689093
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
38,695
|
6.28
|
|
20p ordinary
|
TRS
|
Closing Long Position
|
158,806
|
6.28
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing,
selling,
varying etc.
|
Number of securities to
which option relates
|
Exercise price per unit
|
Type
e.g. American,
European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of
securities
|
Exercise price per unit
|
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit
(if applicable)
|
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding,
formal or informal, relating to relevant securities which may be an inducement to deal
or refrain from dealing entered into by the exempt principal trader making the
disclosure and any party to the offer or any person acting in concert with
a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none"
|
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between
the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
|
None
|
|
Date of disclosure:
|
29 October 2020
|
|
Contact name:
|
Cathal McKenna
|
|
Telephone number:
|
02890 409544
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information
Service and must also be emailed to the Takeover Panel at monitoring@disclosure.org.uk.
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at www.thetakeoverpanel.org.uk.
