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G4S plc: Notification of Major Shareholding
TR-1: S
tandard form for notification of major holdings
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NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft Word format if possible)i |
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1a. Identity of the issuer or the underlying issuer of existing shares to which voting rights are attached
ii
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G4S PLC |
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1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate) |
| Non-UK issuer |
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2. Reason for the notification (please mark the appropriate box or boxes with an “X”) |
| An acquisition or disposal of voting rights |
X |
| An acquisition or disposal of financial instruments |
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| An event changing the breakdown of voting rights |
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| Other (please specify)iii: Obligation to return / right to recall |
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3. Details of person subject to the notification obligation
iv
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| Name |
CREDIT SUISSE GROUP AG |
| City and country of registered office (if applicable) |
ZURICH, SWITZERLAND |
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4. Full name of shareholder(s) (if different from 3.)v |
| Name |
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| City and country of registered office (if applicable) |
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5. Date on which the threshold was crossed or reached
vi
:
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28/10/2020 |
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6. Date on which issuer notified (DD/MM/YYYY):
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30/10/2020 |
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7. Total positions of person(s) subject to the notification obligation
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% of voting rights attached to shares (total of 8. A) |
% of voting rights through financial instruments
(total of 8.B 1 + 8.B 2) |
Total of both in % (8.A + 8.B) |
Total number of voting rights of issuervii |
| Resulting situation on the date on which threshold was crossed or reached |
8.004% |
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8.004% |
1,551,594,436 |
Position of previous notification (if
applicable) |
Not applicable |
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Not applicable |
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8. Notified details of the resulting situation on the date on which the threshold was crossed or reached
viii
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A: Voting rights attached to shares
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Class/type of
shares
ISIN code (if possible) |
Number of voting rights
ix
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% of voting rights
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Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
Direct
(Art 9 of Directive 2004/109/EC) (DTR5.1) |
Indirect
(Art 10 of Directive 2004/109/EC) (DTR5.2.1) |
ORD
GB00BKXP5L71 |
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124,134,016 |
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8.004% |
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SUBTOTAL 8. A
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124,134,016 |
8.004% |
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B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
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Type of financial instrument
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Expiration
date
x
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Exercise/
Conversion Period
xi
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Number of voting rights that may be acquired if the instrument is
exercised/converted.
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% of voting rights
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SUBTOTAL 8. B 1
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B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive 2004/109/EC (DTR5.3.1.1 (b))
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Type of financial instrument
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Expiration
date
x
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Exercise/
Conversion Period
xi
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Physical or cash
settlement
xii
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Number of voting rights
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% of voting rights
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SUBTOTAL 8.B.2
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9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”) |
| Person subject to the notification obligation is not controlled by any natural person or legal entity and does not control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii |
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Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv (please add additional rows as necessary) |
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Name
xv
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% of voting rights if it equals or is higher than the notifiable threshold
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% of voting rights through financial instruments if it equals or is higher than the notifiable threshold
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Total of both if it equals or is higher than the notifiable threshold
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| Credit Suisse Group AG |
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| Credit Suisse AG |
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| Credit Suisse AG, Dublin Branch |
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| Credit Suisse Group AG |
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Credit Suisse AG
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| Credit Suisse Asset Management International Holding Limited |
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| Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG |
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| Credit Suisse Funds AG |
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| Credit Suisse Group AG |
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Credit Suisse AG
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| Credit Suisse Holdings(USA), Inc |
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| Credit Suisse USA, Inc |
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| CSAM American Holdings Corp |
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| Credit Suisse Asset Management, LLC |
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| Credit Suisse Group AG |
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Credit Suisse AG
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| Credit Suisse Asset Management International Holding Ltd |
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| Credit Suisse Asset Management & Investor Services (Schweiz) Holding AG |
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| Credit Suisse Fund Management S.A. |
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| Credit Suisse Group AG |
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Credit Suisse AG
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| Credit Suisse International |
6.277% |
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6.277% |
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10.
In case of proxy voting, please identify:
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| Name of the proxy holder |
N/A |
| The number and % of voting rights held |
N/A |
| The date until which the voting rights will be held |
N/A |
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11. Additional information
xvi
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Place of completion
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London, England |
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Date of completion
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30/10/2020 |
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