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Form 8.5 (EPT/NON-RI) - RSA INSURANCE GROUP PLC

BUS

Form 8.5 (EPT/NON-RI) - RSA INSURANCE GROUP PLC

BARCLAYS PLC

 

FORM 8.5 (EPT/NON-RI)

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY AN

EXEMPT PRINCIPAL TRADER WITHOUT RECOGNISED INTERMEDIARY (“RI”) STATUS (OR WHERE RI STATUS IS NOT APPLICABLE)

Rule 8.5 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Name of exempt principal trader: BARCLAYS CAPITAL SECURITIES LTD
(b) Name of offeror/offeree in relation to whose RSA INSURANCE GROUP PLC
relevant securities this form relates:
(c) Name of the party to the offer with which exempt A consortium of Intact Financial Corporation and Tryg A/S
principal trader is connected
(d) Date position held/dealing undertaken: 05 November 2020
(e) In addition to the company in 1(b) above, is the exempt principal NO
trader making disclosures in respect of any other party to the offer?

2. POSITIONS OF THE EXEMPT PRINCIPAL TRADER

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 100p ordinary
Interests Short Positions
Number (%) Number (%)

(1)

Relevant securities owned
and/or controlled:

12,711,067

1.23%

10,020,920

0.97%

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

3,219,415

0.31%

9,145,860

0.88%

 

 

 

 

(3)

Stock-settled derivatives (including options)

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

TOTAL:

15,930,482

1.54%

19,166,780

1.85%

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE EXEMPT PRINCIPAL TRADER

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant Purchase/sale Total number of Highest price per unit Lowest price per unit
security securities paid/received paid/received
100p ordinary Purchase

5,615,344

6.7034 GBP

4.4187 GBP

100p ordinary Sale

5,097,673

6.7101 GBP

4.423 GBP

(b) Cash-settled derivative transactions

Class of Product Nature of dealing

Number of

Price per
relevant description

reference

unit
security

securities

100p ordinary SWAP Long

102

4.4966 GBP
100p ordinary SWAP Long

218

4.6276 GBP
100p ordinary SWAP Long

378

4.5808 GBP
100p ordinary CFD Long

390

4.6142 GBP
100p ordinary SWAP Long

460

4.5869 GBP
100p ordinary CFD Long

531

5.4021 GBP
100p ordinary SWAP Long

3,529

6.6986 GBP
100p ordinary SWAP Long

5,350

4.5066 GBP
100p ordinary SWAP Long

8,354

4.5390 GBP
100p ordinary SWAP Long

12,364

4.5070 GBP
100p ordinary CFD Long

21,066

4.5487 GBP
100p ordinary CFD Long

32,961

4.6600 GBP
100p ordinary CFD Long

33,539

6.2647 GBP
100p ordinary CFD Long

33,930

5.6880 GBP
100p ordinary CFD Long

38,265

4.5188 GBP
100p ordinary SWAP Long

43,908

5.9889 GBP
100p ordinary SWAP Long

45,000

4.5934 GBP
100p ordinary CFD Long

80,593

5.7036 GBP
100p ordinary SWAP Long

255,013

6.6589 GBP
100p ordinary SWAP Long

472,284

6.1823 GBP
100p ordinary SWAP Short

7

4.4815 GBP
100p ordinary SWAP Short

9

4.4837 GBP
100p ordinary SWAP Short

11

4.4866 GBP
100p ordinary SWAP Short

29

6.7003 GBP
100p ordinary SWAP Short

30

4.4824 GBP
100p ordinary SWAP Short

39

4.4835 GBP
100p ordinary SWAP Short

42

4.4838 GBP
100p ordinary SWAP Short

46

4.5065 GBP
100p ordinary SWAP Short

54

4.5237 GBP
100p ordinary SWAP Short

57

4.6284 GBP
100p ordinary SWAP Short

60

4.4996 GBP
100p ordinary SWAP Short

72

4.5220 GBP
100p ordinary SWAP Short

77

4.4852 GBP
100p ordinary SWAP Short

77

4.5035 GBP
100p ordinary SWAP Short

85

4.4903 GBP
100p ordinary SWAP Short

86

4.5120 GBP
100p ordinary SWAP Short

86

4.5247 GBP
100p ordinary SWAP Short

93

4.4945 GBP
100p ordinary SWAP Short

95

4.5212 GBP
100p ordinary SWAP Short

100

4.5126 GBP
100p ordinary SWAP Short

100

4.5410 GBP
100p ordinary SWAP Short

103

4.4904 GBP
100p ordinary SWAP Short

104

4.4987 GBP
100p ordinary SWAP Short

107

4.5260 GBP
100p ordinary SWAP Short

108

4.5084 GBP
100p ordinary SWAP Short

110

4.4842 GBP
100p ordinary SWAP Short

126

4.5067 GBP
100p ordinary SWAP Short

126

4.5112 GBP
100p ordinary SWAP Short

133

4.5027 GBP
100p ordinary SWAP Short

142

4.5186 GBP
100p ordinary SWAP Short

150

4.4790 GBP
100p ordinary SWAP Short

194

4.4942 GBP
100p ordinary SWAP Short

230

4.5263 GBP
100p ordinary SWAP Short

237

4.4925 GBP
100p ordinary SWAP Short

238

4.4844 GBP
100p ordinary SWAP Short

289

4.5280 GBP
100p ordinary SWAP Short

298

4.5201 GBP
100p ordinary SWAP Short

307

4.5121 GBP
100p ordinary SWAP Short

313

4.5257 GBP
100p ordinary SWAP Short

349

4.5031 GBP
100p ordinary SWAP Short

354

4.4655 GBP
100p ordinary SWAP Short

425

4.5075 GBP
100p ordinary SWAP Short

455

4.5043 GBP
100p ordinary SWAP Short

464

4.4865 GBP
100p ordinary SWAP Short

467

4.4878 GBP
100p ordinary SWAP Short

475

4.4964 GBP
100p ordinary SWAP Short

476

4.5279 GBP
100p ordinary SWAP Short

532

4.5116 GBP
100p ordinary SWAP Short

587

4.5085 GBP
100p ordinary SWAP Short

600

4.5196 GBP
100p ordinary SWAP Short

616

4.5537 GBP
100p ordinary SWAP Short

652

4.4998 GBP
100p ordinary SWAP Short

715

4.5197 GBP
100p ordinary SWAP Short

742

4.4917 GBP
100p ordinary SWAP Short

781

4.5137 GBP
100p ordinary SWAP Short

783

4.5530 GBP
100p ordinary SWAP Short

805

4.4685 GBP
100p ordinary SWAP Short

883

4.4388 GBP
100p ordinary SWAP Short

889

4.4992 GBP
100p ordinary SWAP Short

901

4.4513 GBP
100p ordinary SWAP Short

943

4.4457 GBP
100p ordinary CFD Short

990

6.4783 GBP
100p ordinary SWAP Short

1,007

4.4973 GBP
100p ordinary SWAP Short

1,012

4.5532 GBP
100p ordinary SWAP Short

1,130

4.5185 GBP
100p ordinary SWAP Short

1,182

4.4981 GBP
100p ordinary SWAP Short

1,409

4.4921 GBP
100p ordinary SWAP Short

1,465

4.5222 GBP
100p ordinary SWAP Short

1,500

4.5010 GBP
100p ordinary CFD Short

1,527

4.4381 GBP
100p ordinary SWAP Short

1,545

4.5008 GBP
100p ordinary SWAP Short

1,560

4.5023 GBP
100p ordinary SWAP Short

1,673

4.4846 GBP
100p ordinary SWAP Short

1,686

4.4828 GBP
100p ordinary SWAP Short

1,823

4.5044 GBP
100p ordinary SWAP Short

1,896

4.5259 GBP
100p ordinary SWAP Short

2,002

4.5184 GBP
100p ordinary SWAP Short

2,469

4.4993 GBP
100p ordinary SWAP Short

2,544

4.4862 GBP
100p ordinary SWAP Short

2,582

4.5009 GBP
100p ordinary SWAP Short

3,174

4.4628 GBP
100p ordinary SWAP Short

3,257

4.5282 GBP
100p ordinary SWAP Short

3,273

4.4187 GBP
100p ordinary SWAP Short

3,515

4.5111 GBP
100p ordinary SWAP Short

3,667

4.4934 GBP
100p ordinary SWAP Short

4,490

4.4861 GBP
100p ordinary SWAP Short

4,579

4.5054 GBP
100p ordinary SWAP Short

6,173

4.4944 GBP
100p ordinary SWAP Short

6,233

4.5525 GBP
100p ordinary SWAP Short

7,457

4.5161 GBP
100p ordinary SWAP Short

7,800

4.4933 GBP
100p ordinary SWAP Short

8,205

6.7000 GBP
100p ordinary SWAP Short

9,545

4.5192 GBP
100p ordinary SWAP Short

10,320

4.4941 GBP
100p ordinary SWAP Short

11,866

4.4671 GBP
100p ordinary SWAP Short

13,522

4.4988 GBP
100p ordinary SWAP Short

15,342

4.4951 GBP
100p ordinary SWAP Short

16,500

4.4512 GBP
100p ordinary SWAP Short

31,144

4.5216 GBP
100p ordinary SWAP Short

32,631

4.4972 GBP
100p ordinary SWAP Short

39,707

4.4804 GBP
100p ordinary SWAP Short

59,659

4.5025 GBP
100p ordinary SWAP Short

153,943

6.7002 GBP
100p ordinary SWAP Short

157,990

4.4961 GBP
100p ordinary SWAP Short

182,884

4.5294 GBP
100p ordinary CFD Short

200,000

6.7033 GBP
100p ordinary CFD Short

240,354

6.7000 GBP
100p ordinary CFD Short

257,307

4.4820 GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO
Date of disclosure:

6 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.