This announcement replaces the previous RNS announcement 7880D released at 11:46 on the 30th October 2020. Amendment made to section 2(a+b). All other information remains unchanged
FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
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(a) Name of exempt principal trader:
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UBS Investment Bank, London
|
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
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Kaz Minerals plc
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(c) Name of the party to the offer with which exempt principal trader is connected:
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Kaz Minerals plc
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(d) Date dealing undertaken:
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29 October 2020
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(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
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No
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2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
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Class of relevant security
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Purchases/ sales
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Total number of securities
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Highest price per unit paid/received
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Lowest price per unit paid/received
|
|
20p ordinary
|
Buy
|
1778142
|
6.30000 GBP
|
6.24312 GBP
|
|
20p ordinary
|
Sell
|
854676
|
6.30000 GBP
|
6.24199 GBP
|
(b) Cash-settled derivative transactions
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Class of relevant security
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Product description
e.g. CFD
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Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
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Number of reference securities
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Price per unit
|
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20p ordinary
|
CFD
|
Long
|
2705
|
6.26224 GBP
|
|
20p ordinary
|
CFD
|
Long
|
767
|
6.29756192959583 GBP
|
|
20p ordinary
|
CFD
|
Long
|
1233
|
6.29579075425791 GBP
|
|
20p ordinary
|
CFD
|
Long
|
366
|
6.3 GBP
|
|
20p ordinary
|
CFD
|
Long
|
10383
|
6.291812 GBP
|
|
20p ordinary
|
CFD
|
Long
|
3665
|
6.295237 GBP
|
|
20p ordinary
|
CFD
|
Long
|
610
|
6.25552459016393 GBP
|
|
20p ordinary
|
CFD
|
Long
|
2271
|
6.26074416556583 GBP
|
|
20p ordinary
|
CFD
|
Long
|
53
|
6.276895 GBP
|
|
20p ordinary
|
CFD
|
Long
|
46
|
6.249375 GBP
|
|
20p ordinary
|
CFD
|
Long
|
1934
|
6.270554 GBP
|
|
20p ordinary
|
CFD
|
Long
|
4499
|
6.262234 GBP
|
|
20p ordinary
|
CFD
|
Long
|
52
|
6.25557692307692 GBP
|
|
20p ordinary
|
CFD
|
Long
|
196
|
6.26076530612245 GBP
|
|
20p ordinary
|
CFD
|
Long
|
167
|
6.270461 GBP
|
|
20p ordinary
|
CFD
|
Long
|
384
|
6.262182 GBP
|
|
20p ordinary
|
CFD
|
Long
|
60000
|
6.247074 GBP
|
|
20p ordinary
|
CFD
|
Long
|
1161
|
6.270558 GBP
|
|
20p ordinary
|
CFD
|
Long
|
1364
|
6.26074046920821 GBP
|
|
20p ordinary
|
CFD
|
Long
|
367
|
6.25553133514986 GBP
|
|
20p ordinary
|
CFD
|
Long
|
697
|
6.267266 GBP
|
|
20p ordinary
|
CFD
|
Long
|
605
|
6.275157 GBP
|
|
20p ordinary
|
CFD
|
Long
|
285
|
6.26178947368421 GBP
|
|
20p ordinary
|
CFD
|
Long
|
65
|
6.25553846153846 GBP
|
|
20p ordinary
|
CFD
|
Long
|
14270
|
6.296256 GBP
|
|
20p ordinary
|
CFD
|
Long
|
861
|
6.296283 GBP
|
|
20p ordinary
|
CFD
|
Long
|
1435
|
6.28449 GBP
|
|
20p ordinary
|
CFD
|
Long
|
505
|
6.262222 GBP
|
|
20p ordinary
|
CFD
|
Long
|
217
|
6.270647 GBP
|
|
20p ordinary
|
CFD
|
Long
|
255
|
6.26078431372549 GBP
|
|
20p ordinary
|
CFD
|
Long
|
69
|
6.25550724637681 GBP
|
|
20p ordinary
|
CFD
|
Long
|
188
|
6.299564 GBP
|
|
20p ordinary
|
CFD
|
Short
|
127
|
6.299843 GBP
|
|
20p ordinary
|
CFD
|
Short
|
552
|
6.293172 GBP
|
|
20p ordinary
|
CFD
|
Short
|
146718
|
6.3 GBP
|
|
20p ordinary
|
CFD
|
Short
|
278456
|
6.27428574 GBP
|
|
20p ordinary
|
CFD
|
Short
|
434157
|
6.29789653 GBP
|
|
20p ordinary
|
CFD
|
Short
|
6181
|
6.2934 GBP
|
|
20p ordinary
|
CFD
|
Short
|
4510
|
6.289788 GBP
|
|
20p ordinary
|
CFD
|
Short
|
4907
|
6.271154 GBP
|
|
20p ordinary
|
CFD
|
Short
|
34151
|
6.24312 GBP
|
|
20p ordinary
|
CFD
|
Short
|
16269
|
6.293391 GBP
|
|
20p ordinary
|
CFD
|
Short
|
1238
|
6.287643 GBP
|
|
20p ordinary
|
CFD
|
Short
|
237
|
6.291494 GBP
|
|
20p ordinary
|
CFD
|
Short
|
3256
|
6.295609 GBP
|
|
20p ordinary
|
CFD
|
Short
|
4652
|
6.287825 GBP
|
|
20p ordinary
|
CFD
|
Short
|
120000
|
6.278138 GBP
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security
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Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
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Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
|
|
None
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(b) Agreements, arrangements or understandings relating to options or derivatives
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Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
|
None
|
Date of disclosure:
|
06 November 2020
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Contact name:
|
Richard Howard
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Telephone number:
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+44 (0)207 568 9128
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Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
.
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