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Form 8.3 - McCarthy & Stone plc

BUS

Form 8.3 - McCarthy & Stone plc

BARCLAYS PLC

 

FORM 8.3

PUBLIC OPENING POSITION DISCLOSURE/DEALING DISCLOSURE BY

A PERSON WITH INTERESTS IN RELEVANT SECURITIES REPRESENTING 1% OR MORE

Rule 8.3 of the Takeover Code (the “Code”)

1. KEY INFORMATION

(a) Full name of discloser:

Barclays PLC.

   
(b) Owner or controller of interest and short

 

  positions disclosed, if different from 1(a):
(c) Name of offeror/offeree in relation to whose

MCCARTHY & STONE PLC

  relevant securities this form relates:
(d) If an exempt fund manager connected with an

 

  offeror/offeree, state this and specify identity of
  offeror/offeree:
(e) Date position held/dealing undertaken:

11 November 2020

(f) In addition to the company in 1(c) above, is the discloser making 

NO

  disclosures in respect of any other party to the offer?

 

2. POSITIONS OF THE PERSON MAKING THE DISCLOSURE

If there are positions or rights to subscribe to disclose in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 2(a) or (b) (as appropriate) for each additional class of relevant security.

(a) Interests and short positions in the relevant securities of the offeror or offeree to which the disclosure relates following the dealing (if any)

Class of relevant security: 8p ordinary    
  Interests Short Positions
 

Number

(%)

Number

(%)

(1)

Relevant securities owned

 

 

 

 

and/or controlled:

3,879,784

0.72%

1,738,197

0.32%

 

 

 

 

 

(2)

Cash-settled derivatives:

 

 

 

 

 

1,544,645

0.29%

2,531,892

0.47%

 

 

 

 

 

(3)

Stock-settled derivatives (including options) 

 

 

 

 

and agreements to purchase/sell:

0

0.00%

0

0.00%

 

 

 

 

 

 

 

 

 

 

TOTAL:

5,424,429

1.01%

4,270,089

0.79%

 

 

 

 

All interests and all short positions should be disclosed.

Details of any open stock-settled derivative positions (including traded options), or agreements to purchase or sell relevant securities, should be given on a Supplemental Form 8 (Open Positions).

(b) Rights to subscribe for new securities (including directors’ and other employee options)

Class of relevant security in relation to which subscription right exists:

 

Details, including nature of the rights concerned and relevant percentages:

 

3. DEALINGS (IF ANY) BY THE PERSON MAKING THE DISCLOSURE

Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(c), copy table 3(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.

The currency of all prices and other monetary amounts should be stated.

(a) Purchases and sales

Class of relevant

Purchase/sale

Number of

Price per unit

security

 

securities

 

8p ordinary

Purchase

1,943

1.1640  GBP

8p ordinary

Purchase

2,000

1.1740  GBP

8p ordinary

Purchase

2,697

1.1700  GBP

8p ordinary

Purchase

2,835

1.1710  GBP

8p ordinary

Purchase

2,875

1.1684  GBP

8p ordinary

Purchase

5,419

1.1660  GBP

8p ordinary

Purchase

5,533

1.1691  GBP

8p ordinary

Purchase

5,588

1.1580  GBP

8p ordinary

Purchase

7,430

1.1680  GBP

8p ordinary

Purchase

8,282

1.1579  GBP

8p ordinary

Purchase

8,552

1.1585  GBP

8p ordinary

Purchase

8,760

1.1711  GBP

8p ordinary

Purchase

8,940

1.1686  GBP

8p ordinary

Purchase

12,922

1.1683  GBP

8p ordinary

Purchase

16,657

1.1708  GBP

8p ordinary

Purchase

20,582

1.1630  GBP

8p ordinary

Purchase

23,337

1.1701  GBP

8p ordinary

Purchase

25,141

1.1692  GBP

8p ordinary

Purchase

34,190

1.1706  GBP

8p ordinary

Purchase

49,106

1.1702  GBP

8p ordinary

Purchase

61,906

1.1638  GBP

8p ordinary

Purchase

83,591

1.1595  GBP

8p ordinary

Purchase

117,946

1.1672  GBP

8p ordinary

Purchase

220,670

1.1690  GBP

8p ordinary

Sale

2,629

1.1658  GBP

8p ordinary

Sale

2,697

1.1700  GBP

8p ordinary

Sale

3,460

1.1720  GBP

8p ordinary

Sale

4,088

1.1623  GBP

8p ordinary

Sale

4,924

1.1651  GBP

8p ordinary

Sale

5,253

1.1680  GBP

8p ordinary

Sale

5,419

1.1660  GBP

8p ordinary

Sale

5,689

1.1589  GBP

8p ordinary

Sale

8,114

1.1580  GBP

8p ordinary

Sale

12,573

1.1640  GBP

8p ordinary

Sale

24,665

1.1622  GBP

8p ordinary

Sale

42,884

1.1684  GBP

8p ordinary

Sale

47,679

1.1646  GBP

8p ordinary

Sale

200,000

1.1690  GBP

8p ordinary

Sale

1,002,835

1.1710  GBP

(b) Cash-settled derivative transactions

Class of

Product

Nature of dealing

Number of

Price per

relevant

description

 

reference

unit

security

 

 

securities

 

8p ordinary

  SWAP 

Long

1,026

1.1719  GBP

8p ordinary

  SWAP 

Long

58,340

1.1651  GBP

8p ordinary

  SWAP 

Short

800

1.1700  GBP

8p ordinary

  CFD 

Short

8,552

1.1586  GBP

8p ordinary

  CFD 

Short

13,976

1.1709  GBP

8p ordinary

  CFD 

Short

73,690

1.1580  GBP

(c) Stock-settled derivative transactions (including options)

(i) Writing, selling, purchasing or varying

Class of relevant security

Product description e.g. call option

Writing, purchasing, selling, varying etc.

Number of securities to which option relates

Exercise price per unit

Type

e.g. American, European etc.

Expiry date

Option money paid/ received per unit

 

 

 

 

 

 

 

 

(ii) Exercise

Class of relevant security

Product description

e.g. call option

Exercising/ exercised against

Number of securities

Exercise price per unit

 

 

 

 

 

 

(d) Other dealings (including subscribing for new securities)

Class of relevant security

Nature of dealing

e.g. subscription, conversion

Details

Price per unit (if applicable)

 

 

 

 

 

4. OTHER INFORMATION

(a) Indemnity and other dealing arrangements

Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the person making the disclosure and any party to the offer or any person acting in concert with a party to the offer:

Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(b) Agreements, arrangements or understandings relating to options or derivatives

Details of any agreement, arrangement or understanding, formal or informal, between the person making the disclosure and any other person relating to:

(i) the voting rights of any relevant securities under any option; or

(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:

If there are no such agreements, arrangements or understandings, state “none”

 

None

 

(c) Attachments

Is a Supplemental Form 8 (Open Positions) attached? NO 
Date of disclosure:

12 Nov 2020

Contact name:

Large Holdings Regulatory Operations

Telephone number:

020 3134 7213

Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service.

The Panel’s Market Surveillance Unit is available for consultation in relation to the Code’s disclosure requirements on +44 (0)20 7638 0129.

*If the discloser is a natural person, a telephone number does not need to be included, provided contact information has been provided to the Panel’s Market Surveillance Unit.

The Code can be viewed on the Panel’s website at www.thetakeoverpanel.org.uk.