FORM 8.5 (EPT/RI)
PUBLIC DEALING DISCLOSURE BY AN EXEMPT PRINCIPAL TRADER WITH RECOGNISED INTERMEDIARY STATUS DEALING IN A CLIENT-SERVING CAPACITY
Rule 8.5 of the Takeover Code (the Code)
1. KEY INFORMATION
|
(a) Name of exempt principal trader:
|
UBS Investment Bank, London
|
|
(b) Name of offeror/offeree in relation to whose relevant securities this form relates:
Use a separate form for each offeror/offeree
|
G4S plc
|
|
(c) Name of the party to the offer with which exempt principal trader is connected:
|
Connected advisor to Garda World Security Corporation, offeree to G4S plc
|
|
(d) Date dealing undertaken:
|
19 November 2020
|
|
(e) In addition to the company in 1(b) above, is the exempt principal trader making disclosures in respect of any other party to this offer?
If it is a cash offer or possible cash offer, state "N/A"
|
No
|
2. DEALINGS BY THE EXEMPT PRINCIPAL TRADER
Where there have been dealings in more than one class of relevant securities of the offeror or offeree named in 1(b), copy table 2(a), (b), (c) or (d) (as appropriate) for each additional class of relevant security dealt in.
The currency of all prices and other monetary amounts should be stated.
(a) Purchases and sales
|
Class of relevant security
|
Purchases/ sales
|
Total number of securities
|
Highest price per unit paid/received
|
Lowest price per unit paid/received
|
|
25p ordinary
|
Buy
|
7043019
|
2.24250 GBP
|
2.20132 GBP
|
|
25p ordinary
|
Sell
|
7803418
|
2.24250 GBP
|
2.21800 GBP
|
(b) Cash-settled derivative transactions
|
Class of relevant security
|
Product description
e.g. CFD
|
Nature of dealing
e.g. opening/closing a long/short position, increasing/reducing a long/short position
|
Number of reference securities
|
Price per unit
|
|
25p ordinary
|
CFD
|
Long
|
69200
|
2.22889 GBP
|
|
25p ordinary
|
CFD
|
Long
|
4838331
|
2.234 GBP
|
|
25p ordinary
|
CFD
|
Long
|
500000
|
2.22777 GBP
|
|
25p ordinary
|
CFD
|
Long
|
850000
|
2.218275 GBP
|
|
25p ordinary
|
CFD
|
Long
|
467
|
2.22939810620985 GBP
|
|
25p ordinary
|
CFD
|
Long
|
357
|
2.230093 GBP
|
|
25p ordinary
|
CFD
|
Long
|
258
|
2.230117 GBP
|
|
25p ordinary
|
CFD
|
Long
|
205
|
2.227513 GBP
|
|
25p ordinary
|
CFD
|
Long
|
494
|
2.219922 GBP
|
|
25p ordinary
|
CFD
|
Long
|
256936
|
2.219467 GBP
|
|
25p ordinary
|
CFD
|
Long
|
4645
|
2.22 GBP
|
|
25p ordinary
|
CFD
|
Long
|
163
|
2.235951 GBP
|
|
25p ordinary
|
CFD
|
Long
|
49
|
2.226959 GBP
|
|
25p ordinary
|
CFD
|
Long
|
228
|
2.222167 GBP
|
|
25p ordinary
|
CFD
|
Long
|
19158
|
2.229907 GBP
|
|
25p ordinary
|
CFD
|
Long
|
21336
|
2.229929 GBP
|
|
25p ordinary
|
CFD
|
Long
|
204
|
2.2213 GBP
|
|
25p ordinary
|
CFD
|
Long
|
7844
|
2.22958 GBP
|
|
25p ordinary
|
CFD
|
Long
|
31949
|
2.232315 GBP
|
|
25p ordinary
|
CFD
|
Long
|
8270
|
2.224199 GBP
|
|
25p ordinary
|
CFD
|
Short
|
389892
|
2.22043036 GBP
|
|
25p ordinary
|
CFD
|
Short
|
750000
|
2.22985072 GBP
|
|
25p ordinary
|
CFD
|
Short
|
160000
|
2.2361175 GBP
|
|
25p ordinary
|
CFD
|
Short
|
500000
|
2.22879 GBP
|
|
25p ordinary
|
CFD
|
Short
|
35602
|
2.22 GBP
|
|
25p ordinary
|
CFD
|
Short
|
2
|
2.483 GBP
|
|
25p ordinary
|
CFD
|
Short
|
802959
|
2.227257 GBP
|
|
25p ordinary
|
CFD
|
Short
|
1500000
|
2.20132 GBP
|
|
25p ordinary
|
CFD
|
Short
|
1000000
|
2.229467 GBP
|
|
25p ordinary
|
CFD
|
Short
|
316318
|
2.2239447 GBP
|
|
25p ordinary
|
CFD
|
Short
|
271447
|
2.22781188 GBP
|
|
25p ordinary
|
CFD
|
Short
|
1963
|
2.223 GBP
|
|
25p ordinary
|
CFD
|
Short
|
18
|
2.234 GBP
|
|
25p ordinary
|
CFD
|
Short
|
152
|
2.227 GBP
|
(c) Stock-settled derivative transactions (including options)
(i) Writing, selling, purchasing or varying
|
Class of relevant security
|
Product description
e.g. call option
|
Writing, purchasing, selling, varying etc.
|
Number of securities to which option relates
|
Exercise price per unit
|
Type
e.g. American, European etc.
|
Expiry date
|
Option money paid/ received per unit
|
|
|
|
|
|
|
|
|
|
(ii) Exercise
|
Class of relevant security
|
Product description
e.g. call option
|
Exercising/ exercised against
|
Number of securities
|
Exercise price per unit
|
|
|
|
|
|
|
(d) Other dealings (including subscribing for new securities)
|
Class of relevant security
|
Nature of dealing
e.g. subscription, conversion
|
Details
|
Price per unit (if applicable)
|
|
|
|
|
|
3. OTHER INFORMATION
(a) Indemnity and other dealing arrangements
|
Details of any indemnity or option arrangement, or any agreement or understanding, formal or informal, relating to relevant securities which may be an inducement to deal or refrain from dealing entered into by the exempt principal trader making the disclosure and any party to the offer or any person acting in concert with a party to the offer:
Irrevocable commitments and letters of intent should not be included. If there are no such agreements, arrangements or understandings, state "none "
|
|
None
|
(b) Agreements, arrangements or understandings relating to options or derivatives
|
Details of any agreement, arrangement or understanding, formal or informal, between the exempt principal trader making the disclosure and any other person relating to:
(i) the voting rights of any relevant securities under any option; or
(ii) the voting rights or future acquisition or disposal of any relevant securities to which any derivative is referenced:
If there are no such agreements, arrangements or understandings, state "none"
|
|
None
|
Date of disclosure:
|
20 November 2020
|
Contact name:
|
Richard Howard
|
Telephone number:
|
+44 (0)207 568 9128
|
Public disclosures under Rule 8 of the Code must be made to a Regulatory Information Service and must also be emailed to the Takeover Panel at
monitoring@disclosure.org.uk
The Panel's Market Surveillance Unit is available for consultation in relation to the Code's dealing disclosure requirements on +44 (0)20 7638 0129.
The Code can be viewed on the Panel's website at
www.thetakeoverpanel.org.uk
.
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact
rns@lseg.com or visit
www.rns.com.
RNS may use your IP address to confirm compliance with the terms and conditions, to analyse how you engage with the information contained in this communication, and to share such analysis on an anonymised basis with others as part of our commercial services. For further information about how RNS and the London Stock Exchange use the personal data you provide us, please see our
Privacy Policy.
END
